Kaiwen Zhu
朱凱文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaiwen Zhu (朱凱文), a licensed former licensee with CE reference BVM624. This person has 0.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-18 | 2025-01-19 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-18 | 2025-01-19 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 - Asset management | 2024-11-18 | 2025-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kaiwen Zhu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Haochen Shi | uSmart Securities Limited | 2024–2025 |
| Chien Han Lee | uSmart Securities Limited | 2024–2025 |
| Hattie Chui | uSmart Securities Limited | 2024–2025 |
| Tiantian Dong | uSmart Securities Limited | 2024–2025 |
| Yuan Gong | uSmart Securities Limited | 2024–2025 |
| Deyue Zeng | uSmart Securities Limited | 2024–2025 |
| Ming Zhao | uSmart Securities Limited | 2024–2025 |
| Chun Kuei Yu | uSmart Securities Limited | 2024–2025 |
| Xiong Jiang | uSmart Securities Limited | 2024–2025 |
| Kwok Keung Chan | uSmart Securities Limited | 2024–2025 |
| Yunlei Dan | uSmart Securities Limited | 2024–2025 |
| Jianwen Huang | uSmart Securities Limited | 2024–2025 |
| King Leung Yu | uSmart Securities Limited | 2024–2025 |
| Chi Cheung | uSmart Securities Limited | 2024–2025 |
| Man Ho Yu | uSmart Securities Limited | 2024–2025 |
| Yu Cai | uSmart Securities Limited | 2024–2025 |
| Lik Chit Chen | uSmart Securities Limited | 2024–2025 |
| Wei Gao | uSmart Securities Limited | 2024–2025 |
| Cuiyun Guo | uSmart Securities Limited | 2024–2025 |
| Lingying Huang | uSmart Securities Limited | 2024–2025 |