Xie Xiao
肖勰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xie Xiao (肖勰), a licensed former licensee with CE reference BVI405. This person has 1.9 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Report incorrect info
Reported - thank you
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-09 | 2026-08-28 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-07-09 | 2026-08-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-25 | 2026-08-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-25 | 2026-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xie Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.