Yang Li
李阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Li (李阳), a licensed former licensee with CE reference BUW121. This person has 0.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-09 | 2025-03-17 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-05-09 | 2025-03-17 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-09 | 2025-03-17 |