Shipeng Cao
曹仕鹏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shipeng Cao (曹仕鹏), a licensed former licensee with CE reference BUA444. This person has 0.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-05 | 2024-05-10 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-05 | 2024-05-10 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 9 - Asset management | 2023-09-05 | 2024-05-10 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Shipeng Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Di Chen | Harvest Global Capital Investments Limited | 2023–2024 |
| Jiewei Li | Harvest Global Capital Investments Limited | 2023–2024 |
| Kaiyuan Deng | Harvest Global Capital Investments Limited | 2023–2024 |
| Yonglin Guo | Harvest Global Capital Investments Limited | 2023–2024 |
| Honghui Liu | Harvest Global Capital Investments Limited | 2023–2024 |
| Ran Sun | Harvest Global Capital Investments Limited | 2023–2024 |
| Xiao Xu | Harvest Global Capital Investments Limited | 2023–2024 |
| Haoxuan Zhang | Harvest Global Capital Investments Limited | 2023–2024 |
| Xianghua Zhang | Harvest Global Capital Investments Limited | 2023–2024 |
| Ziyue Zhao | Harvest Global Capital Investments Limited | 2023–2024 |
| Xiaochuan Qiu | Harvest Global Capital Investments Limited | 2023–2024 |
| Jingyuan Deng | Harvest Global Capital Investments Limited | 2023–2024 |
| You Wu | Harvest Global Capital Investments Limited | 2023–2024 |