Guanqun Liu

刘冠群
CE No. BTU316 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guanqun Liu (刘冠群), a licensed Representative with CE reference BTU316. Currently licensed at 1 firm(s): CMB International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 2.4 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
CMB International Securities Limited
招銀國際證券有限公司
Rep Type 1 - Dealing in securities 2025-05-02 present
CMB International Securities Limited
招銀國際證券有限公司
Rep Type 4 - Advising on securities 2025-05-02 present
S Harmony Asset Management Limited
順和資產管理有限公司
RO Type 4 - Advising on securities 2023-10-19 2024-12-13
S Harmony Asset Management Limited
順和資產管理有限公司
RO Type 9 - Asset management 2023-10-19 2024-12-13

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Guanqun Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Pengcheng Song S Harmony Asset Management Limited 2023–2024
Jun Amano S Harmony Asset Management Limited 2024
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