James Armstrong Fay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Armstrong Fay, a licensed former licensee with CE reference BTR328. This person has 0.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-10 | 2023-10-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-05-10 | 2023-10-30 |