Yan Shen
沈妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Shen (沈妍), a licensed former licensee with CE reference BTR229. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-14 | 2023-04-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-14 | 2023-04-21 |