Yin Sum Tse
謝燕心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Sum Tse (謝燕心), a licensed former licensee with CE reference BTP193. This person has 1.7 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Smart Fullrich Capital Limited 智豐資本有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-27 | 2024-12-31 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
Rep | Type 9 - Asset management | 2023-04-27 | 2024-12-31 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Sum Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Chun Kit Lee | Smart Fullrich Capital Limited | 2023–2024 |
| Leung Liu | Smart Fullrich Capital Limited | 2023–2024 |
| Percy Pak Hin Chan | Smart Fullrich Capital Limited | 2023–2024 |