Mingdong Xie
謝明東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingdong Xie (謝明東), a licensed former licensee with CE reference BSW330. This person has 3.4 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 3KYES Securities Limited 叁仟證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-26 | 2026-06-30 |
| 3KYES Securities Limited 叁仟證券有限公司 |
RO | Type 4 - Advising on securities | 2025-06-26 | 2026-06-30 |
| 3KYES Securities Limited 叁仟證券有限公司 |
RO | Type 9 - Asset management | 2025-06-26 | 2026-06-30 |
| 3KYES Securities Limited 叁仟證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-03-03 | 2025-06-26 |
| 3KYES Securities Limited 叁仟證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-03-03 | 2025-06-26 |
| 3KYES Securities Limited 叁仟證券有限公司 |
Rep | Type 9 - Asset management | 2025-03-03 | 2025-06-26 |
| Qogir (Hong Kong) Limited 喬格理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-16 | 2024-09-01 |
| Qogir (Hong Kong) Limited 喬格理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-16 | 2024-09-01 |
| Qogir (Hong Kong) Limited 喬格理(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-08-16 | 2024-09-01 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Mingdong Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Stephanie Sit | Qogir (Hong Kong) Limited | 2022–2024 |
| Jinwen Xu | 3KYES Securities Limited | 2025–2026 |
| Haodi Ye | Qogir (Hong Kong) Limited | 2022–2024 |
| Xinxin Guo | Qogir (Hong Kong) Limited | 2023–2024 |
| Wanyan Yu | Qogir (Hong Kong) Limited | 2023–2024 |
| Wai Hung Lau | Qogir (Hong Kong) Limited | 2022–2023 |
| Guihong Jiang | Qogir (Hong Kong) Limited | 2022–2023 |
| Alan Si Huen Fung | 3KYES Securities Limited | 2025 |
| Mei Lan Chu | Qogir (Hong Kong) Limited | 2022–2023 |
| Xiaohan Li | Qogir (Hong Kong) Limited | 2024 |