Tian Luo
羅田
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Luo (羅田), a licensed former licensee with CE reference BSU575. This person has 4.1 years of SFC licence history. Total licence records on file: 2.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-01 | 2024-01-18 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-01 | 2026-08-26 |