Caroline Liu
劉嘉霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Liu (劉嘉霖), a licensed former licensee with CE reference BSQ863. This person has 2.3 years of SFC licence history. Total licence records on file: 2.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hammer Capital Asset Management Limited 黑馬資本資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-04 | 2024-10-10 |
| Hammer Capital Asset Management Limited 黑馬資本資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-07-04 | 2024-10-10 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Caroline Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Amanda Chi Yan Chau | Hammer Capital Asset Management Limited | 2022–2024 |
| Siu Fai Cheung | Hammer Capital Asset Management Limited | 2022–2024 |
| Kwok Ho Nick Hioe | Hammer Capital Asset Management Limited | 2022–2024 |
| Pei Yu Kuo | Hammer Capital Asset Management Limited | 2022–2024 |
| Zhe Wang | Hammer Capital Asset Management Limited | 2022–2024 |
| Shing Hang Kevin Arthur Yeh | Hammer Capital Asset Management Limited | 2022–2024 |
| Ka Wai Wong | Hammer Capital Asset Management Limited | 2022–2024 |
| Wan-Yu Tsai | Hammer Capital Asset Management Limited | 2022–2024 |
| Man Kit Chau | Hammer Capital Asset Management Limited | 2022–2024 |
| Tung Sum Thomas Kwok | Hammer Capital Asset Management Limited | 2022–2023 |
| Wah Hung Chow | Hammer Capital Asset Management Limited | 2024 |