Effy Yao Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Effy Yao Yang, a licensed former licensee with CE reference BSJ622. This person has 3.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neo-Criterion Capital Limited 開域資本有限公司 |
RO | Type 9 - Asset management | 2024-02-19 | 2026-05-31 |
| Neo-Criterion Capital Limited 開域資本有限公司 |
Rep | Type 9 - Asset management | 2022-06-24 | 2024-02-19 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Effy Yao Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Meng Tat Lim | Neo-Criterion Capital Limited | 2022–2026 |
| Ji Liu | Neo-Criterion Capital Limited | 2022–2026 |
| Qing Xu | Neo-Criterion Capital Limited | 2022–2025 |
| Wing Yan Mak | Neo-Criterion Capital Limited | 2022–2024 |
| Kam To Wong | Neo-Criterion Capital Limited | 2025 |
| Tong Feng | Neo-Criterion Capital Limited | 2022 |