Roger Theodor Prinz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Theodor Prinz, a licensed former licensee with CE reference BRS774. This person has 0.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-01 | 2022-11-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2022-09-01 | 2022-11-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 9 - Asset management | 2022-09-01 | 2022-11-30 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Roger Theodor Prinz during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.