Chi Sing Ng
吳志昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Sing Ng (吳志昇), a licensed former licensee with CE reference BRO400. This person has 1.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-30 | 2022-09-20 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-30 | 2022-09-20 |