Chen Wu
吳晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Wu (吳晨), a licensed former licensee with CE reference BQO310. This person has 0.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-01 | 2022-06-01 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-01 | 2022-06-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-06-01 | 2022-06-01 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-06-01 | 2022-06-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-06-01 | 2023-01-18 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-06-01 | 2023-01-18 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-06-01 | 2023-01-18 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 - Asset management | 2022-06-01 | 2023-01-18 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Chen Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tian He | CMS Capital (HK) Co., Limited | 2022–2023 |
| Xi Zhang | CMS Capital (HK) Co., Limited | 2022–2023 |
| Jianye Liu | CMS Capital (HK) Co., Limited | 2022–2023 |
| Zheng Li | CMS Capital (HK) Co., Limited | 2022–2023 |
| Xiangjie Zhang | CMS Capital (HK) Co., Limited | 2022–2023 |
| Pui Jones Wong | CMS Capital (HK) Co., Limited | 2022–2023 |