Xiaoxia Wu
吳晓霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxia Wu (吳晓霞), a licensed former licensee with CE reference BQK817. This person has 0.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-05 | 2024-12-16 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-05 | 2024-12-16 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-07-05 | 2024-12-16 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoxia Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.