Xinyi Tao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyi Tao (陶炘翊), a licensed Representative with CE reference BQD326. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 5.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-12 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-09-12 | present |
| Macquarie Asia Securities Limited | Rep | Type 1 - Dealing in securities | 2020-09-30 | 2024-07-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-30 | 2024-07-23 |
| Macquarie Asia Securities Limited | Rep | Type 4 - Advising on securities | 2020-09-30 | 2024-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xinyi Tao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.