Shinji Yamamoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shinji Yamamoto, a licensed former licensee with CE reference BPK034. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aon Securities (Hong Kong) Limited 怡安証劵香港有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-01 | 2021-03-31 |
| Aon Securities (Hong Kong) Limited 怡安証劵香港有限公司 |
RO | Type 4 - Advising on securities | 2020-04-01 | 2021-03-31 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Shinji Yamamoto during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Dan Qu | Aon Securities (Hong Kong) Limited | 2020–2021 |
| Paul Thomas Schultz | Aon Securities (Hong Kong) Limited | 2020–2021 |