Tsai Ni Wu
吳采霓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsai Ni Wu (吳采霓), a licensed former licensee with CE reference BOS049. This person has 2.0 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 - Dealing in securities | 2020-10-23 | 2021-09-09 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 4 - Advising on securities | 2020-10-23 | 2021-09-09 |
| Shinhan Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-09-13 | 2020-10-15 |
| Shinhan Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-09-13 | 2020-10-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsai Ni Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.