Kei Wing Li

李基榮
CE No. BOR849 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kei Wing Li (李基榮), a licensed former licensee with CE reference BOR849. This person has 2.2 years of SFC licence history. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
WinSmart Investment Management Limited
盈智投資管理有限公司
RO Type 9 - Asset management 2022-02-11 2024-01-22
Austrax Securities Limited
南強證券有限公司
Rep Type 1 - Dealing in securities 2020-07-02 2020-10-19

Worked alongside

The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Kei Wing Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Wing Yiu Tsang WinSmart Investment Management Limited 2022–2023
Wai Kei Mok Austrax Securities Limited 2020
Ka Lai Chan Austrax Securities Limited 2020
Edward Wai Hong Lam Austrax Securities Limited 2020
Amy Lok Yuen Chau Austrax Securities Limited 2020
Hin Pong So Austrax Securities Limited 2020
Amina Mei Yan Pang Austrax Securities Limited 2020
Kam To Ho Austrax Securities Limited 2020
Man Kai Sin Austrax Securities Limited 2020
Gustino Sebastian de Marco WinSmart Investment Management Limited 2022

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