Yuan Wang
王渊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Wang (王渊), a licensed Representative with CE reference BOL438. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 6.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-21 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-17 | 2021-05-18 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-17 | 2021-05-18 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-12-09 | 2021-05-18 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-06-24 | 2019-11-22 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuan Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.