Hiroshi Mori
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiroshi Mori, a licensed former licensee with CE reference BOK212. This person has 1.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-08-05 | 2021-04-21 |
| Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-17 | 2019-08-05 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Hiroshi Mori during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.