Shuting Dai
戴树婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuting Dai (戴树婷), a licensed former licensee with CE reference BOI195. This person has 1.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | Rep | Type 1 - Dealing in securities | 2021-11-02 | 2022-03-18 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-28 | 2020-08-20 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-28 | 2020-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuting Dai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.