Hongxian Li
李洪先
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongxian Li (李洪先), a licensed former licensee with CE reference BOF972. This person has 2.8 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-02 | 2022-12-05 |
| SPDB International Securities Limited 浦銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2021-03-02 | 2022-12-05 |
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-07 | 2021-03-02 |
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-07 | 2021-03-02 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-08-23 | 2020-02-06 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2019-08-23 | 2020-02-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hongxian Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.