Tatsuhiro Shibata
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tatsuhiro Shibata, a licensed former licensee with CE reference BOE638. This person has 1.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-27 | 2019-05-27 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-05-27 | 2019-05-27 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-27 | 2019-05-27 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-27 | 2020-08-11 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-05-27 | 2020-08-11 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2019-05-27 | 2020-08-11 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Tatsuhiro Shibata during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.