Ying Man Au
區應民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Man Au (區應民), a licensed former licensee with CE reference BOD482. This person has 2.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-22 | 2021-04-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-22 | 2021-04-01 |