Yiyan Liu
劉一言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiyan Liu (劉一言), a licensed former licensee with CE reference BNY064. This person has 5.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-31 | 2025-08-04 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 9 - Asset management | 2022-01-31 | 2025-08-04 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-02 | 2020-12-23 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-08-02 | 2020-12-23 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-21 | 2019-07-01 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-12-21 | 2019-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiyan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.