Jie Duan
段洁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Duan (段洁), a licensed former licensee with CE reference BNV485. This person has 0.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-18 | 2019-10-31 |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-27 | 2019-10-31 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Jie Duan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.