Dong Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Yan, a licensed former licensee with CE reference BNP764. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-14 | 2020-12-01 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-05 | 2019-03-15 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-05 | 2019-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dong Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.