James Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Lee, a licensed former licensee with CE reference BNI691. This person has 6.7 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-17 | 2025-04-16 |