da Liu
劉達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for da Liu (劉達), a licensed former licensee with CE reference BNC440. This person has 0.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HZ CAPITAL LIMITED | Rep | Type 4 - Advising on securities | 2018-08-23 | 2019-03-31 |
| HZ CAPITAL LIMITED | Rep | Type 5 - Advising on futures contracts | 2018-08-23 | 2019-03-31 |
| HZ CAPITAL LIMITED | Rep | Type 9 - Asset management | 2018-08-23 | 2019-03-31 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as da Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yeshuang Zhang | HZ CAPITAL LIMITED | 2018–2019 |
| Edwin Tam | HZ CAPITAL LIMITED | 2018–2019 |
| James Thomas Ramsay | HZ CAPITAL LIMITED | 2019 |