Guoxin Xia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guoxin Xia, a licensed former licensee with CE reference BMW245. This person has 1.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-02 | 2020-11-16 |
| Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-02 | 2020-11-16 |
| Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司 |
Rep | Type 9 - Asset management | 2019-10-02 | 2020-11-16 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Guoxin Xia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jonathan To Chu | Yango International Financial Holdings Limited | 2019–2020 |
| Tak Ching Poon | Yango International Financial Holdings Limited | 2019–2020 |
| Kwai Chun Ip | Yango International Financial Holdings Limited | 2019 |