Sen Yong Lam
林先雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sen Yong Lam (林先雄), a licensed former licensee with CE reference BMQ515. This person has 1.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-30 | 2020-07-31 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-30 | 2020-07-31 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-03-22 | 2019-09-30 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 9 - Asset management | 2019-03-22 | 2019-09-30 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-08 | 2020-07-31 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-08 | 2020-07-31 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-08 | 2019-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sen Yong Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.