Kwok Kwan So
蘇國堃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kwan So (蘇國堃), a licensed former licensee with CE reference BMF167. This person has 5.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huafu International Securities Limited 華福國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-05 | 2023-11-30 |
| Huafu International Securities Limited 華福國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-05 | 2023-11-30 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-29 | 2020-12-31 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-01-29 | 2020-12-31 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-29 | 2020-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Kwan So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.