Rui Dai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Dai (戴銳), a licensed Responsible Officer with CE reference BLT517. Currently licensed at 1 firm(s): XTransfer Financial Services (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.8 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-02-01 | present |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-02-01 | present |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 9 - Asset management | 2024-02-01 | present |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-19 | 2024-02-01 |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-19 | 2024-02-01 |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-12-19 | 2024-02-01 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-07-27 | 2023-10-31 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-07-27 | 2023-10-31 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
RO | Type 9 - Asset management | 2023-07-27 | 2023-10-31 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-23 | 2023-07-27 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-06-23 | 2023-07-27 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-03 | 2023-05-01 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-04-03 | 2023-05-01 |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
RO | Type 4 - Advising on securities | 2021-02-26 | 2021-05-11 |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
RO | Type 9 - Asset management | 2021-02-26 | 2021-05-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-23 | 2020-01-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-23 | 2020-01-08 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-23 | 2020-01-08 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-05 | 2019-07-05 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-05 | 2019-07-05 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-06-05 | 2019-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rui Dai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.