Michael Palma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Palma, a licensed former licensee with CE reference BLL845. This person has 0.6 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirabaud (Asia) Limited | Rep | Type 1 - Dealing in securities | 2018-02-26 | 2018-02-26 |
| Mirabaud (Asia) Limited | Rep | Type 4 - Advising on securities | 2018-02-26 | 2018-02-26 |
| Mirabaud (Asia) Limited | RO | Type 1 - Dealing in securities | 2018-02-26 | 2018-10-16 |
| Mirabaud (Asia) Limited | RO | Type 4 - Advising on securities | 2018-02-26 | 2018-10-16 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Palma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Mei Yee Woo | Mirabaud (Asia) Limited | 2018 |
| Andrew Kenneth Clarke | Mirabaud (Asia) Limited | 2018 |
| Jin Sekiguchi | Mirabaud (Asia) Limited | 2018 |