Shoji Misawa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shoji Misawa, a licensed former licensee with CE reference BKQ718. This person has 6.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-03-03 | 2025-04-30 |
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-03-03 | 2025-04-30 |
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
RO | Type 9 - Asset management | 2022-03-03 | 2025-04-30 |
| Asia Climate Partners Hong Kong Limited | RO | Type 1 - Dealing in securities | 2019-02-19 | 2021-12-29 |
| Asia Climate Partners Hong Kong Limited | RO | Type 4 - Advising on securities | 2019-02-19 | 2021-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shoji Misawa during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.