Yun Yan
嚴云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Yan (嚴云), a licensed former licensee with CE reference BKI023. This person has 8.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-12 | 2026-03-23 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2023-09-12 | 2026-03-23 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 9 - Asset management | 2023-09-12 | 2026-03-23 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-09 | 2023-09-12 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-09 | 2023-09-12 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2022-06-09 | 2023-09-12 |
| Advantage Partners (H.K.) Limited | Rep | Type 4 - Advising on securities | 2017-08-03 | 2022-05-27 |
| Advantage Partners (H.K.) Limited | Rep | Type 9 - Asset management | 2017-08-03 | 2022-05-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yun Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.