Kwok Man Li
李國文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Man Li (李國文), a licensed former licensee with CE reference BKA616. This person has 4.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-01 | 2022-12-05 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 - Advising on securities | 2020-06-01 | 2020-10-31 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-04 | 2020-10-31 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-05 | 2018-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Man Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.