Nicholas Alexander Stock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Alexander Stock, a licensed former licensee with CE reference BJY746. This person has 2.9 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-08-07 | 2020-07-17 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-08-07 | 2020-07-17 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-08-07 | 2020-07-17 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Alexander Stock during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.