Shuo Li
李碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Li (李碩), a licensed former licensee with CE reference BJX586. This person has 1.9 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aon Securities (Hong Kong) Limited 怡安証劵香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-22 | 2019-06-28 |
| Aon Securities (Hong Kong) Limited 怡安証劵香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-22 | 2019-06-28 |
| Aon Securities (Hong Kong) Limited 怡安証劵香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-22 | 2019-06-28 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuo Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Dan Qu | Aon Securities (Hong Kong) Limited | 2017–2019 |
| Yuan Hui Chow | Aon Securities (Hong Kong) Limited | 2017–2019 |
| Rui Huang | Aon Securities (Hong Kong) Limited | 2017–2019 |
| Paul Thomas Schultz | Aon Securities (Hong Kong) Limited | 2017–2019 |
| Xinwen Chang | Aon Securities (Hong Kong) Limited | 2018–2019 |