Yan Pu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Pu, a licensed former licensee with CE reference BJN952. This person has 4.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-04 | 2022-06-29 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 4 - Advising on securities | 2017-08-04 | 2022-06-29 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 9 - Asset management | 2017-08-04 | 2022-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Pu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.