Shuyao Yu
喻姝瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuyao Yu (喻姝瑤), a licensed former licensee with CE reference BJH798. This person has 3.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-10 | 2020-12-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-10 | 2020-12-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-10 | 2020-12-04 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-25 | 2018-06-29 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-29 | 2018-03-21 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-29 | 2018-03-21 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-05-29 | 2018-03-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-03 | 2017-05-04 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-04-03 | 2017-05-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuyao Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.