Simon Yiu Ming Wong
王耀明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Yiu Ming Wong (王耀明), a licensed former licensee with CE reference BJC392. This person has 4.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-28 | 2023-12-02 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-10-08 | 2023-12-02 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-23 | 2019-12-06 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-10-23 | 2019-12-06 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-21 | 2017-09-21 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-21 | 2017-09-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Yiu Ming Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.