Wen Liu
劉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Liu (劉文), a licensed former licensee with CE reference BJB902. This person has 1.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-14 | 2018-09-07 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-14 | 2018-09-07 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-14 | 2018-09-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.