James Patrick Rooney
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Patrick Rooney, a licensed former licensee with CE reference BIY892. This person has 7.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apogee Partners Limited | RO | Type 9 - Asset management | 2017-07-14 | 2024-12-31 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as James Patrick Rooney during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kenneth Walter Chad | Apogee Partners Limited | 2017–2024 |
| Wing Lun Kwok | Apogee Partners Limited | 2020–2021 |
| David Nichols | Apogee Partners Limited | 2017–2018 |