Yani Xu
徐雅妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yani Xu (徐雅妮), a licensed former licensee with CE reference BIR465. This person has 0.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-06 | 2017-08-09 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-06 | 2017-08-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yani Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jiyu Wang | Yunfeng Securities Limited | 2016–2017 |
| Ho Chuen Yick | Yunfeng Securities Limited | 2016–2017 |
| Ching Yuen Ng | Yunfeng Securities Limited | 2016–2017 |
| Han Peng | Yunfeng Securities Limited | 2016–2017 |
| Yee Ching Liao | Yunfeng Securities Limited | 2016–2017 |
| Kam Lee Hui | Yunfeng Securities Limited | 2016–2017 |
| Xiaofan Wang | Yunfeng Securities Limited | 2016–2017 |
| Xiaoxi Ding | Yunfeng Securities Limited | 2016–2017 |
| Na Dong | Yunfeng Securities Limited | 2016–2017 |
| Xu Xu | Yunfeng Securities Limited | 2016–2017 |
| Lap Pan Chui | Yunfeng Securities Limited | 2016–2017 |
| Yuan Li | Yunfeng Securities Limited | 2016–2017 |
| Hua Cai | Yunfeng Securities Limited | 2016–2017 |
| Ka Ho Ho | Yunfeng Securities Limited | 2016–2017 |
| Man Kit Lam | Yunfeng Securities Limited | 2016–2017 |
| Xinkai Mao | Yunfeng Securities Limited | 2016–2017 |
| Sor Ying Wong | Yunfeng Securities Limited | 2016–2017 |
| Junhui Zhang | Yunfeng Securities Limited | 2017 |
| Ting Li | Yunfeng Securities Limited | 2016–2017 |
| Weiqing Luo | Yunfeng Securities Limited | 2016–2017 |