Carolyn Leigh Campbell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn Leigh Campbell, a licensed former licensee with CE reference BIM466. This person has 0.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | 2018-01-11 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2017-02-13 | 2018-01-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-03 | 2016-11-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2016-11-03 | 2016-11-14 |