Monique Kai Wing Au
歐啟穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Monique Kai Wing Au (歐啟穎), a licensed former licensee with CE reference BHX477. This person has 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-01 | 2016-08-22 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-01 | 2016-08-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Monique Kai Wing Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.