Xuan Han
韓玄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan Han (韓玄), a licensed former licensee with CE reference BHQ227. This person has 1.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-05-07 | 2018-08-14 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-10 | 2018-08-14 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-28 | 2018-03-23 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-28 | 2018-03-23 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-05-10 | 2017-09-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-01 | 2017-09-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-01 | 2017-09-15 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-21 | 2016-08-23 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-21 | 2016-08-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xuan Han during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.